Articles Tagged with stockbroker

Raul JacobsIllinois-based Waddell & Reed broker Raul Jacobs Has been barred from the securities industry. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Jacobs (CRD# 6004416).

Raul Jacobs has spent three years in the securities industry and was most recently registered with Waddell & Reed in Orland Park, Illinois (2012-2015). He was previously registered with MetLife Securities in Orland Park, Illinois (2012). He is currently not registered with any state or firm. Continue Reading

shutterstock_120747304Public records provided by the Financial Industry Regulatory Authority (FINRA) on March 2, 2016 indicate that New Jersey-based Cantone broker Raymond DeRobbio is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. DeRobbio (CRD# 1092310).

Raymond DeRobbio has spent 31 years in the securities industry and has been registered with Cantone Research Incorporated in Tinton Falls, New Jersey since 2013. Previous registrations include Northeastern Financial Group in Newton, Massachusetts (2012-2013); JP Turner & Company in Red Bank, New Jersey (2006-2012); Andrew Alexander Wise & Company in New York, New York (2003); Prime Capital Services in Poughkeepsie, New York (2002-2003); and ten other broker-dealer firms. Mr. DeRobbio is a registered broker with 16 US states: California, Connecticut, Florida, Georgia, Hawaii, Michigan, Montana, Nevada, New Jersey, New York, Ohio, Pennsylvania, Texas, Virginia, Washington, and Wisconsin. Continue Reading

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