Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 19, 2017 indicate that former Florida-based Securities America broker/adviser Stuart Horowitz has received several dozen resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Horowitz (CRD# 2795019).
Stuart Horowitz has spent nineteen years in the securities industry and was most recently registered with Securities America in Coral Gables, Florida (2009-2016). Previous registrations include NFP Securities in Coral Springs, Florida; Commonwealth Financial Network in Waltham, Massachusetts; Investacorp. in Miami, Florida; and Linsco/Private Ledger Corporation in Boston, Massachusetts. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received 33 customer complaints, five pending customer complaints, and one regulatory sanction.