Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 30, 2016 indicate that Iowa-based Financial West Group broker/adviser Stuart Valentine has been the subject of a customer complaint and a regulatory sanction. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Valentine (CRD# 1646981).
Stuart Valentine has spent sixteen years in the securities industry and has been registered with Financial West Group in Fairfield, Iowa since 2000. He has no previous registrations. He is a registered broker and investment adviser with 24 US states and territories.
According to his BrokerCheck report, Stuart Valentine has received one customer complaint and one regulatory sanction.