Articles Tagged with Summit Financial

shutterstock_112959457The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Missouri-based Summit broker/adviser Edward Barfield (CRD# 4257082).

Edward Barfield has spent fifteen years in the securities industry and has been registered with Summit Brokerage Services in Chesterfield, Missouri since 2010. Previous registrations include OneAmerica Securities in St. Louis, Missouri (2003-2010); Park Avenue Securities in New York, New York (2001-2003); and Fort Washington Brokerage Services in Cincinnati, Ohio (2000-2001). Mr. Barfield is a registered broker and investment adviser in eight US states.

According to his BrokerCheck report, Edward Barfield is the subject one regulatory sanction, three customer complaints, and two customer complaints that were closed or denied.

In 2015 the State of Missouri sanctioned Edward Barfield following allegations he made unsuitable investment recommendations. He was ordered to pay restitution of $4,000.

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shutterstock_164764706The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Florida-based Summit broker/adviser Robin Davis (CRD# 1325295).

Robin Davis has spent thirty years in the securities industry and has been registered with Summit Brokerage Services in Stuart, Florida since 2009. Previous registrations include Mutual Service Corporation in Stuart, Florida (1988-2009) and First Investors Corporation (1984-1988).

According to his BrokerCheck report, Robin Davis is the subject of five customer complaints, one pending customer complaint, and three regulatory sanctions.

In 2014 a customer alleged Robin Davis, while employed at Mutual Service Corporation, made unsuitable investment recommendations. The complaint settled in 2015 for $66,000.

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