Articles Tagged with Talman Harris

Talman Harris

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 2, 2017 indicate that former New York-based Radnor Trading & Research broker Talman Harris, who has been barred from acting as a broker or otherwise associating with firms that sell securities to the public, has been named in a pending Securities and Exchange Commission complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Harris (CRD# 3209947).

Talman Harris has spent fifteen years in the securities industry and was most recently registered with Radnor Trading & Research in New York, New York (2011-2015). Previous registrations include First Merger Capital in New York, New York; Seaboard Securities in New York, New York; Martinez-Aymes Securities in New York, New York; Basic Investors in New York, New York; Legend Securities in New York, New York; New York Global Securities in New York, New York; and Benchmark Securities in Oklahoma City, Oklahoma. He is currently not registered with any state or firm.

According to his BrokerCheck report, Talman Harris has received two FINRA sanctions, one of which is on appeal, and has been named in a pending SEC complaint. He was also convicted of three criminal charges, which are on appeal.

Talman HarrisPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 4, 2016 indicate that former New York-based Radnor Trading & Research broker Talman Harris has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Harris (CRD# 3209947).

Talman Harris has spent fifteen years in the securities industry and was most recently registered with Radnor Trading & Research in New York, New York (2011-2015). Previous registrations include First Merger Capital in New York, New York; Seaboard Securities, which has been expelled by FINRA, in New York, New York; Martinez-Aymes Securities, which has been expelled by FINRA, in New York, New York; Basic Investors in New York, New York; Legend Securities in New York, New York; New York Global Securities in New York, New York; Benchmark Securities in Oklahoma City, Oklahoma; H&R Block Financial Advisors in Detroit, Michigan; Harrison Securities, which has been expelled by FINRA, in Port Washington, New York; Ehrenkrantz King Nussbaum, which has been expelled by FINRA, in Melville, New York; Ehrenkrantz King Nussbaum in New York, New York; Investc Ernst & Company in New York, New York; Joseph Stevens & Company in Brooklyn, New York; Spencer Clarke LLC in New York, New York; and Cambridge Capital, which has been expelled by FINRA, in New York, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, Talman Harris has received one pending regulatory sanction and one regulatory sanction on appeal. He was also discharged from Radnor Trading & Research.