Gregory O’Brien (CRD #: 3154314), a broker registered with PHX Financial, Incorporated, is facing allegations from clients regarding unsuitable use of margin and poor performance, according to his BrokerCheck record, accessed August 19, 2020. Do you have questions about Gregory O’Brien’s conduct as a broker? Keep reading to learn more.
On June 18, 2020, a client alleged that Gregory O’Brien utilized unsuitable levels of margin. The client is seeking $153,300 in damages; the dispute is pending.
This is not the only disclosure in Gregory O’Brien’s BrokerCheck record.