Articles Tagged with Tennessee

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Tennessee-based FTN Financial Securities broker Hugh Boone (CRD# 1213605).

Hugh Boone has spent 21 years in the securities industry and has been registered with the Memphis, Tennessee office of FTN Financial Securities, a subsidiary of the First Tennessee Bank, since 1999. Previous registrations include First Funds (1990-1991); Cornerstone Securities (1989-1990); Union Planters Investment Bankers Group (1988-1989); and UMIC, Incorporated (1985-1988). He is a registered broker and investment adviser in seventeen US states and territories. Continue Reading

shutterstock_212979097The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Tennessee-based Raymond James broker/adviser John Verble (CRD# 3197928).

John Verble has spent sixteen years in the securities industry and has been registered with Raymond James & Associates in Knoxville, Tennessee since 2013. Previous registrations include Morgan Stanley in Knoxville, Tennessee (2009-2013); Citigroup Global Markets in Knoxville, Tennessee (2006-2009); and Morgan Stanley DW in Knoxville, Tennessee (1999-2006). Mr. Verble is a broker and investment adviser registered in nineteen US states, including Arizona, Florida, Illinois, Ohio, Pennsylvania, Tennessee, Texas, and Virginia.

According to his BrokerCheck report, John Verble is the subject of two customer complaints and was discharged from his position at Morgan Stanley.