Articles Tagged with Terrence Fant

Terrence Fant

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2018 indicate that Pennsylvania-based Raymond James & Associates broker/adviser Terrence Fant is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fant (CRD# 2788918).

Terrence Fant has spent 21 years in the securities industry and has been registered with Raymond James & Associates in Devon, Pennsylvania since 2011. Previous registrations include Boenning & Scattergood in West Conshohocken, Pennsylvania (2009-2011); WR Hambrecht & Company in Berwyn, Pennsylvania (2002-2009); JP Morgan Securities in New York, New York (2000-2002); Hambrecht & Quist in San Francisco, California (1997-2000); and Cigna Financial Advisors in Radnor, Pennsylvania (1996-1997). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 21, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 27, 1996; and Series 7 (General Securities Representative Examination), which he obtained on September 5, 1996. He is a registered broker and investment adviser with 52 US states and territories.

According to his BrokerCheck report, he has received one pending customer complaint.

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