Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 24, 2017 indicate that former Alabama-based Pruco Securities broker Terry Bagwell has been the subject of numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bagwell (CRD# 2298887).
Terry Bagwell has spent 21 years in the securities industry and was most recently registered with Pruco Securities in Birmingham, Alabama (2011-2015). Previous registrations include Metlife Securities in Birmingham, Alabama; Metropolitan Life Insurance Company in Birmingham, Alabama; AXA Advisors in New York, New York; and the Equitable Life Assurance Society of the United States in New York, New York. He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 26 (Investment Company Products/Variable Contracts Principal Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); and Series 24 (General Securities Principal Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one FINRA sanction, one pending complaint by the Alabama Securities Commission, eleven customer complaints, and four pending customer complaints.