Articles Tagged with Terry Karch

Terry KarchPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 1, 2018 indicate that California-based LPL Financial Services broker/adviser Terry Karch is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Karch (CRD# 2574745).

Terry Karch has spent 23 years in the securities industry and has been registered with LPL Financial in Fresno, California since 2009. Previous registrations include Citigroup Global Markets in Fresno, California (2000-2009) and Dean Witter Reynolds in Purchase, New York (1995-2000). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 23, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 17, 1995; Series 31 (Futures Managed Funds Examination), which he obtained on March 21, 1995; and Series 7 (General Securities Representative Examination), which he obtained on February 16, 1995. He is a registered broker and investment adviser with eleven US states and territories: Alabama, California, Colorado, Florida, Illinois, Kansas, North Carolina, South Carolina, Texas, Utah, and Washington.

According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.

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