Public records published by the Financial Industry Regulatory Authority (FINRA) on February 3, 2017 indicate that North Carolina-based Thompson Davis & Company broker/adviser Charles Obryant has been the subject resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Obryant (CRD# 870530).
Charles Obryant has spent 37 years in the securities industry and has been registered with Thompson Davis & Company in Raleigh, North Carolina since March 2016. Previous registrations include Stifel Nicolaus & Company in Raleigh, North Carolina; Powell Johnson in Nashville, Tennessee; Legg Mason Wood Walker in Baltimore, Maryland; Thomson McKinnon Securities in New York, New York; Carolina Securities Corporation; EF Hutton & Company; and Smith Barney Harris Upham & Company. He is a registered broker and investment adviser with three US states: North Carolina, South Carolina, and Virginia.
According to his BrokerCheck report, Charles Obryant has received one customer complaint and one pending customer complaint, and was recently terminated from a former employer.