Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 16, 2016 indicate that California-based Sigma Financial broker Tomas Velken has received numerous resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Velken (CRD# 1600404).
Tomas Velken has spent 12 years in the securities industry and has been registered with Sigma Financial Corporation in Lafayette, California since 2003. He is a registered broker in eight US states: Arizona, California, Florida, Indiana, Nevada, New Jersey, New York, and Wisconsin. Continue Reading