Articles Tagged with Timothy Hunter

Published on:

Timothy HunterPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 11, 2018 indicate that Louisiana-based Ameriprise Financial Services broker/adviser Timothy Hunter has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hunter (CRD# 2317611).

Timothy Hunter has spent 25 years in the securities industry and has been registered with Ameriprise Financial Services in Baton Rouge, Louisiana since 1993. He was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota (1993-2006). he has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on June 18, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 29, 1994; Series 7 (General Securities Representative Examination), which he obtained on February 3, 1993; Series 53 (Municipal Securities Principal Examination), which he obtained on October 11, 2002; and Series 24 (General Securities Principal Examination), which he obtained on July 10, 1999. He is a registered broker and investment adviser with eleven US states and territories: Alabama, Colorado, Florida, Louisiana, Maine, Mississippi, Missouri, New Mexico, Pennsylvania, Tennessee, and Texas. He is registered with one self-regulatory organization (SRO): FINRA.

According to his BrokerCheck report, Timothy Hunter has received one pending customer complaint.