Articles Tagged with Todd Ellentuck

Todd Ellentuck

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 28, 2017 indicate that New Jersey-based Aegis Capital broker/adviser Todd Ellentuck has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ellentuck (CRD# 1321452).

Todd Ellentuck has spent 32 years in the securities industry and has been registered with Aegis Capital in Morristown, Pennsylvania since 2016. Previous registrations include UBS Financial Services in Florham Park, New York; Morgan Stanley Smith Barney in Morristown, New Jersey; Morgan Stanley & Company in Morristown, New Jersey; RBC Dain Rauscher in West Paterson, New Jersey; First Institutional Securities in West Paterson, New Jersey; Broadway Financial Investment Services; Glickenhaus & Company; Liss Tenner & Goldberg Securities; and Liss Tenner & Goldberg. He is a registered broker and investment adviser with five US states: California, Florida, Maryland, New Jersey and New York.

According to his BrokerCheck report, Todd Ellentuck has received a pending customer complaint and was discharged from a former employer.