Articles Tagged with Todd Niedermeyer

Todd NiedermeyerPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 19, 2018 indicate that California-based Stifel Nicolaus & Company broker/adviser Todd Niedermeyer has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Niedermeyer (CRD# 1732585).

Todd Niedermeyer has spent 30 years in the securities industry and has been registered with Stifel Nicolaus & Company in San Francisco, California since 2011. Previous registrations include Wells Fargo Investments in San Francisco, California (2001-2008); Wells Fargo Securities in San Francisco, California (2000-2002); Black & Company in Portland, Oregon (1997-2000); Painewebber in Weehawken, New Jersey (1995-1997); Kidder Peabody & Company in New York, New York (1994-1995); Lehman Brothers in New York, New York (1989-1994); and Kidder Peabody & Company (1987-1989). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on November 17, 2001; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 21, 1987; Series 7 (General Securities Representative Examination), which he obtained on September 19, 1987; and Series 24 (General Securities Principal Examination), which he obtained on March 16, 1999. He is a registered broker and investment adviser with 25 US states and territories.

According to his BrokerCheck report, he has received two customer complaints and four customer complaints that were closed, denied or withdrawn.