Articles Tagged with Tom Parks

Tom ParksPublic records published by the Financial Industry Regulatory Authority (FINRA) on May 7, 2018 indicate that former Texas-based Ameriprise Financial Services broker/adviser Tom Parks has been involved in resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Parks (CRD# 1558909).

Tom Parks has spent 29 years in the securities industry and was most recently registered with Ameriprise Financial Services in Stephenville, Texas (1993-2016). Previous registrations include IDS Life Insurance Company in Minneapolis, Minnesota (1999-2006); American Express Services Corporation in Minneapolis, Minnesota (1994); InterSecurities in St. Petersburg, Florida (1992-1993); Signal Securities in Fort Worth, Texas (1990-1992); and IFP in Dallas, Texas (1987-1990). he has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 3, 1987; Series 7 (General Securities Representative Examination), which he obtained on February 21, 1987; Series 3 (National Commodity Futures Examination), which he obtained on August 25, 1986; and Series 24 (General Securities Principal Examination), which he obtained on January 15, 2001. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received 19 customer complaints and two pending customer complaints.

Tom Parks

Public records published by the Financial Industry Regulatory Authority (FINRA) on January 31, 2017 indicate that former Texas-based Ameriprise Financial Services broker/adviser Tom Parks has been the subject of numerous resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Parks (CRD# 1558909).

Tom Parks has spent 29 years in the securities industry and was most recently registered with Ameriprise Financial Services in Stephensville, Texas (1993-2016). Previous registrations include IDS Life Insurance Company in Minneapolis, Minnesota; American Express Service Corporation in Minneapolis, Minnesota; InterSecurities in St. Petersburg, Florida; Signal Securities in Fort Worth, Texas; and IFP Incorporated in Dallas, Texas. He is currently not registered with any state or firm.

According to his BrokerCheck report, Tom Parks has received two customer complaints and sixteen pending customer complaints.