Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 22, 2018 indicate that Illinois-based Transamerica Financial Advisors broker Robert Perta has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Perta (CRD# 1688568).
Robert Perta has spent 27 years in the securities industry and has been registered with Transamerica Financial Advisors in Oak Brook, Illinois since 2012. Previous registrations include World Group Securities in Wheaton, Illinois (2007-2012); ING Financial Partners in St. Charles, Illinois (2004-2007); Locust Street Securities in Des Moines, Iowa (2003-2004); Walnut Street Securities in El Segundo, California (2001-2003); WMA Securities in Duluth, Georgia (1995-2001); Allmerica Investments in Worcester, Massachusetts (1993-1994); First Investors Corporation in New York, New York (1992-1993); and Hochman & Baker Securities in Stamford, Connecticut (1988-1992). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 10, 1992; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on December 16, 1988; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on December 17, 1998. He is a registered broker and investment adviser with two US states: Colorado and Illinois.
According to his BrokerCheck report, he has received one customer complaint and one denied customer complaint.