Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 28, 2018 indicate that former California-based MML Investors Services broker/adviser Tyrone Pang, who has received a customer dispute, was sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Pang (CRD# 5406519).
Tyrone Pang has spent seven years in the securities industry and was most recently registered with MML Investors Services in San Jose, California (2017). He was previously registered with NYLife Securities in San Francisco, California (2008-2015). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 25, 2009, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 31, 2008. He is currently not registered with any state or firm.
According to his BrokerCheck report, Tyrone Pang has received one FINRA sanction and one customer complaint, and was discharged from a former employer in connection to alleged rule violations.