Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2016 indicate that Florida-based FSC Securities broker/adviser Dale Cerbert has been the subject of customer complaints and regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Cerbert (CRD# 2986573).
Dale Cerbert has spent 18 years in the securities industry and has been registered with FSC Securities in The Villages, Florida since 2014. Previous registrations include Morgan Stanley in The Villages, Florida; National Planning in The Villages, Florida; Securities America in The Villages, Florida; National Planning in El Segundo, California; Securities America in La Vista, California; Conseco Securities in Carmel, Indiana; and Conseco Financial Services in Carmel, Indiana. He is a registered broker and investment adviser with 32 US states and territories. Continue Reading