Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 7, 2017 indicate that New York-based Wells Fargo Clearing Services broker/adviser Steven Sinderbrand has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sinderbrand (CRD# 2136608).
Steven Sinderbrand has spent 26 years in the securities industry and has been registered with Wells Fargo Clearing Services in New York, New York and Linwood, New Jersey since 2008. Previous registrations include UBS Financial Services in New York, New York (2002-2008) and Merrill Lynch in New York, New York (1991-2002). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 28, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 8, 1991; Series 31 (Futures Managed Funds Examination), which he obtained on June 9, 2004; and Series 7 (General Securities Representative Examination), which he obtained on April 9, 1991. He is a registered broker and investment adviser with 29 US states and territories and five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received five customer complaints and one denied customer complaint.