Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 6, 2018 indicate that California-based Wells Fargo Clearing Services broker/adviser Anthony Ross has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ross (CRD# 1707288).
Anthony Ross has spent 29 years in the securities industry and has been registered with Wells Fargo Clearing Services in Irvine, California since 2006. Previous registrations include Piper Jaffray & Company in Corona Del Mark, California (2000-2006); Banc of America Investment Services, Boston, Massachusetts (1999-2000); BA Investment Services in Oakland, California (1997-1999); Ascend Financial Services in St. Paul, Minnesota (1989-1997); and Painewebber (1987-1988). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 6, 1998; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 4, 1987; and Series 7 (General Securities Representative Examination), which he obtained on July 18, 1987. He is a registered broker and investment adviser with 21 US states and territories: Arizona, California, Colorado, Georgia, Hawaii, Idaho, Iowa, Massachusetts, Minnesota, Missouri, Nevada, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Utah, Virginia, Washington and West Virginia. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.