Articles Tagged with Wells Fargo Clearing

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Eli UngarPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2017 indicate that New Jersey-based Wells Fargo Clearing Services broker/adviser Eli Ungar has been sanctioned by FINRA. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ungar (CRD# 4748236).

Eli Ungar has spent twelve years in the securities industry and has been registered with Wells Fargo Advisors in Chatham, New Jersey since 2016. Previous registrations include HSBC Securities in Florham Park, New Jersey; PNC Investments in North Brunswick, New Jersey; Banc of America Investment Services in Summit, New Jersey; E-Trade Securities in Jersey City, New Jersey; TD Waterhouse Investment Services in Omaha, Nebraska; Ladenburg Thalmann & Company in New York, New York; and Harrison Securities in Port Washington, New York. He is a registered broker with six US states and territories: Alabama, Florida, Maryland, New Jersey, New York, and North Carolina.

According to his BrokerCheck report, Eli Ungar has received one FINRA sanction.