Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 12, 2018 indicate that New York-based Primex broker Wilfredo Felix has received resolved or pending customer disputes and was recently named in a FINRA investigation into alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Felix (CRD# 2693672).
Wilfredo Felix has spent 21 years in the securities industry and has been registered with Primex in New York, New York and Miami, Florida since 2001. Previous registrations include Fletcher and Faraday in Hempstead, New York (1999-2001); the Minneapolis Company in Melville, New York (1998); La Jolla Capital in San Diego, California (1997-1998); First Colonial Securities Group in Boca Raton, Florida (1997); and Investors Associates in Hackensack, New Jersey (1995-1997). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 16, 1996; Series 62 (Corporate Securities Limited Representative Examination), which he obtained on December 20, 1995; Series 28 (Introducing Broker/Dealer Financial Operations Principal Examination), which he obtained on June 17, 2003; and Series 24 (General Securities Principal Examination), which he obtained on January 28, 2000. He is a registered broker and investment adviser with 42 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint, and he was recently named in a FINRA investigation.