Articles Tagged with William Blackford

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William BlackfordPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 8, 2018 indicate that New York-based LPL Financial Services and Financial Resources Group Investment Services broker William Blackford has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Blackford (CRD# 1828411).

William Blackford has spent 28 years in the securities industry and has been registered with Financial Resources Group Investment Services and LPL Financial in Valley Stream, New York since 2018 and 2014. Previous registrations include Citigroup Global Markets in Rockville Centre, New York (2013-2014); Capital One Investment Services in Melville, New York (2010-2013); Citigroup Global Markets in Plainview, New York (2007-2010); Citicorp Investment Services in Plainview, New York (2007); HSBC Securities in Melville, New York (2005-2007); Citicorp Investment Services in Long Island City, New York (2004-2005); Park Avenue Securities in New York, New York (2003-2004); MetLife Securities in Springfield, Massachusetts (1999-2003); Metropolitan Life Insurance in New York, New York (1999-2003); Mony Securities in New York, New York (1994-1999); and NYLife Securities in New York, New York (1989-1994). He has passed six securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 13, 1988; Series 7 (General Securities Representative Examination), which he obtained on April 30, 2001; Series 22 (Direct Participation Programs Representative Examination), which he obtained on January 15, 1990; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 17, 1989; Series 24 (General Securities Principal Examination), which he obtained on May 25, 2001; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on February 23, 2001. He is a registered broker in New York.

According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.