Articles Tagged with William Byrd

William Byrd

Public records published by the Financial Industry Regulatory Authority (FINRA) on April 18, 2017 indicate that Florida-based Capital Financial Services broker/adviser William Byrd has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Byrd (CRD# 1334634).

William Byrd has spent 31 years in the securities industry and has been registered with Capital Financial Services in Tampa, Florida since September 2016. Previous registrations include Invest Financial Corporation in Tampa, Florida; TransAmerica Financial Advisors in Tampa, Florida; Pruco Securities Corporation in Newark, New Jersey; Merrill Lynch Pierce Fenner & Smith in New York, New York; American Express Financial Advisors in Minneapolis, Minnesota; IDS Life Insurance Company in Minneapolis, Minnesota; Cigna Securities; and Security First Financial. He is a registered broker and investment adviser with the state of Florida.

According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.