Articles Tagged with William Carlton

William CarltonThe securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Virginia-based UBS broker/adviser William Carlton (CRD# 1132967).

William Carlton has spent 32 years in the securities industry and has been registered with UBS Financial Services in Vienna, Virginia since 2007. Previous registrations include Citigroup Global Markets in McLean, Virginia (1993-2007); Lehman Brothers in New York, New York (1991-1993); Dean Witter Reynolds, New York (1989-1991); Wheat First Securities (1984-1987); and San Diego Securities (1983-1984). He is a registered broker and investment adviser in 28 US states and territories. Continue Reading

Contact Information