Articles Tagged with Woodbury Financial

Laura SteesPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 27, 2017 indicate that California-based Woodbury Financial Services broker/adviser Laura Stees has been the subject of several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Stees (CRD# 5099504).

Laura Stees has ten years in the securities industry and was most recently registered with Woodbury Financial Services in San Diego, California (2006-2017). She has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). She is currently not affiliated with any broker-dealer firm.

According to her BrokerCheck report, she has received three customer complaints.