Articles Tagged with Woodstock Financial Group

Joseph DerricoPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 25, 2017 indicate that New York-based Woodstock Financial Group broker Joseph Derrico has been named in a pending regulatory complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Derrico (CRD# 4852293).

Joseph Derrico has spent twelve years in the securities industry and has been registered with Woodstock Financial Group in Staten Island, New York since 2015. Previous registrations include Alexander Capital in Staten Island, New York; International Assets Advisory in Staten Island, New York; Brookstone Securities in Staten Island, New York; Mercer Capital in New York, New York; Newbridge Securities in Boca Raton, Florida; JP Turner & Company in Staten Island, New York; and Gunnallen Financial in Staten Island, New York. He is a registered broker with 41 US states and territories.

According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one pending regulatory complaint.

William Bruckner

Public records published by the Financial Industry Regulatory Authority (FINRA) on February 27, 2017 indicate that Florida-based Woodstock Financial Group broker/adviser William Bruckner has been sanctioned by FINRA. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bruckner (CRD# 5754875).

William Bruckner has spent seven years in the securities industry and has been registered with Woodstock Financial Group in Woodstock, Florida since May 2016. Previous registrations include Merrill Lynch in Palm Beach, Florida (2012-2016) and Sanford C. Bernstein & Company in West Palm Beach, Florida (2010-2012). He is a registered broker and investment adviser with eight US states and territories: California, the District of Columbia, Florida, Illinois, New Jersey, New York, Pennsylvania, and Texas.

According to his BrokerCheck report, William Bruckner has been sanctioned by FINRA and was discharged from Merrill Lynch.

Raymond ClarkPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 5, 2016 indicate that New York-based Woodstock Financial Group broker Raymond Clark has received several customer complaints. The securities and investment fraud law firm is interested in speaking to investors who have complaints regarding Mr. Clark (CRD# 2865619).

Raymond Clark has spent 19 years in the securities industry and has been registered with Woodstock Financial Group in Staten Island, New York since 2013. Previous registrations include Chelsea Financial Services in Staten Island, New York; JP Turner & Company in Tinton Falls, New Jersey; Grayson Financial, which has since been expelled by FINRA, in Red Bank, New Jersey; and MS Farrell & Company in Syosset, New York. He is a registered broker and investment adviser with 25 US states and territories. Continue Reading

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