Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 25, 2017 indicate that New York-based Woodstock Financial Group broker Joseph Derrico has been named in a pending regulatory complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Derrico (CRD# 4852293).
Joseph Derrico has spent twelve years in the securities industry and has been registered with Woodstock Financial Group in Staten Island, New York since 2015. Previous registrations include Alexander Capital in Staten Island, New York; International Assets Advisory in Staten Island, New York; Brookstone Securities in Staten Island, New York; Mercer Capital in New York, New York; Newbridge Securities in Boca Raton, Florida; JP Turner & Company in Staten Island, New York; and Gunnallen Financial in Staten Island, New York. He is a registered broker with 41 US states and territories.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one pending regulatory complaint.