Articles Tagged with Worden Capital Management

Abdul RahmaniPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 4, 2018 indicate that New York-based Worden Capital Management broker Abdul Rahmani was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rahmani (CRD# 4269583).

Abdul Rahmani has spent 16 years in the securities industry and has been registered with Worden Capital Management in Melville, New York since December 2017. Previous registrations include SW Financial in Melville, New York (2016-2017); Corinthian Partners in New York, New York (2013-2016); MML Investors Services in New York, New York (2008-2013); Ameritas Investment Corporation in New York, New York (2007-2008); Signator Investors in Boston, Massachusetts (2003-2006); MetLife Securities in Springfield, Massachusetts (2000-2003); and Metropolitan Life Insurance Company in New York, New York (2000-2003). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 20, 2000; Series 7 (General Securities Representative Examination), which he obtained on August 9, 2005; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on November 16, 2000. He is a registered broker with two US states: California and New York.

According to his BrokerCheck report, Abdul Rahmani has been discharged from two former employers in connection to alleged rule violations and has received four unsatisfied judgments or liens.

Ahmad WaresPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 21, 2017 indicate that New York-based Worden Capital Management broker Ahmad Wares, also known as Kevin Wares, has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wares (CRD# 2959642).

Ahmad Wares has spent 17 years in the securities industry and has been registered with Worden Capital Management in Melville, New York since April 2017. Previous registrations include Salomon Whitney in Farmingdale, New York; Laidlaw & Company in London; EKN Financial Services in Melville, New York; First Midwest Securities in Melville; New Castle Financial Services in Melville; Empire Financial Group in Uniondale, New York; Ehrenkrantz King Nussbaum, Inc. in Melville; and Ladenburg Capital Management in Bethpage, New York. He is a registered broker with two US states: California and New York.

According to his BrokerCheck report, he has received eight customer complaints and one pending customer complaint.

Michael McMahon

Public records published by the Financial Industry Regulatory Authority (FINRA) on June 1, 2017 indicate that New York-based Worden Capital Management broker Michael McMahon has received several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McMahon (CRD# 4166570).

Michael McMahon has spent sixteen years in the securities industry and has been registered with Worden Capital Management in Garden City, New York since June 2015. Previous registrations include Four Points Capital Partners in Westbury, New York; National Securities in Westbury, New York; and Woodstock Financial Group in Garden City, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with eleven US states and territories.

According to his BrokerCheck report, he has received ten customer complaints and four pending customer complaints.

Peter GirgisPublic records published by the Financial Industry Regulatory Authority (FINRA) on December 21, 2016 indicate that New York-based Worden Capital Management broker Peter Girgis has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Girgis (CRD# 4520444).

Peter Girgis has spent fourteen years in the securities industry and has been registered with Worden Capital Management in New York, New York since November 2016. Previous registrations include Legend Securities in New York, New York; Joseph Gunnar & Company in Staten Island, New York; Brookstone Securities, which has since been expelled by FINRA, in Staten Island, New York; JP Turner & Company in Staten Island, New York; Gunnallen Financial in Staten Island, New York; and Joseph Stevens & Company in Brooklyn, New York. He is a registered broker with seven US states and territories: Arizona, Louisiana, New Mexico, New York, Ohio, Texas and Wyoming.

According to his BrokerCheck report, Peter Girgis has received two regulatory sanctions, two customer complaints, and one pending customer complaint.

shutterstock_216799618The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding New York-based Worden Capital Management broker Christos Kalatoudis (CRD# 4888800).

Christos Kalatoudis has spent ten years in the securities industry and has been registered with Worden Capital Management in Garden City, New York since 2013. Previous registrations include National Securities Corporation in New York, New York (2013); John Thomas Financial in New York, New York (2007-2013); Joseph Gunnar & Company in New York, New York (2006-2007); SW Bach & Company in New York, New York (2005); and Ehrenkrantz King Nussbaum in Melville, New York (2004-2005). Two of his former employers, John Thomas Financial and Ehrenkrantz King Nussbaum, have since been expelled by the Financial Industry Regulatory Authority (FINRA). Mr. Kalatoudis is a registered broker in nineteen US states and territories. Continue Reading