Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 23, 2018 indicate that New York-based Worden Capital Management broker Robert Yasnis has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Yasnis (CRD# 70411).
Robert Yasnis has spent 22 years in the securities industry and has been registered with Worden Capital Management in New York, New York since October 2017. Previous registrations include Laidlaw & Company in New York, New York (2014-2017); Meyers Associates in New York (2012-2014); Buckman Buckman & Reid in New York (2010-2012); Stephen Kohn & Associates in Lakewood, Colorado (2009-2010); Hallmark Investments in New York (2007-2009); Marquis Financial Services in Brooklyn, New York (2003-2007); Aura Financial Services in Birmingham, Alabama (2002-2003); Saxony Securities in St. Louis, Missouri (2002); Buckman Buckman & Red in Little Silver, New Jersey (1999-2002); GFB Securities in East Meadow, New York (1997-1998); Kirlin Securities in Syosset, New York (1997); KSH Investment Group in Great Neck, New York (1997); Joseph Dillon & Company in Great Neck, New York (1995-1997); Fletcher & Faraday in Hempstead, New York (1994-1995); Cartwright & Walker Securities in Los Angeles, California (1994); Corporate Securities Group in St. Louis, Missouri (1994); and Lew Lieberbaum & Company in Garden City, New York (1993-1994). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 21, 2011; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 21, 1993; Series 7 (General Securities Representative Examination), which he obtained on October 18, 1993; and Series 24 (General Securities Principal Examination), which he obtained on August 24, 1999. He is a registered broker with 33 US states and territories.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and two denied customer complaints.