Public records published by the Financial Industry Regulatory Authority (FINRA) on June 2, 2016 indicate that Minnesota-based Questar Capital Corporation broker/adviser Terry Sandvold has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sandvold (CRD# 1571926).
Terry Sandvold has spent 29 years in the securities industry and has been registered with Questar Capital Corporation in St. Louis Park, Minnesota since 2012. He was previously registered with Pruco Securities Corporation in St. Louis Park, Minnesota (1986-2012). He is a registered broker and investment adviser with eleven US states and territories: Arizona, California, Florida, Illinois, Iowa, Minnesota, New York, North Carolina, Texas, Utah, and Wisconsin.
According to his BrokerCheck report, Terry Sandvold has received three customer complaints and was discharged from his position at Pruco Securities.
In 2014, a customer alleged Terry Sandvold, while employed at Pruco Securities, made false representations with respect to two variable annuities. The complaint settled in April 2016 for more than $71,300.
In 2013, a customer alleged Terry Sandvold, while employed at Pruco Securities, unsuitably recommended the replacement of a variable universal life insurance policy. The complaint settled in 2014 for $33,000, to which Mr. Sandvold individually contributed $12,500.
In 2012, Terry Sandvold was discharged from his position at Pruco Securities following allegations his office was not operated according to firm policy.
In 2012, a customer alleged Terry Sandvold, while employed at Pruco Securities, made unsuitable investment recommendations. The complaint settled for more than $28,000.
If you or someone you know has complaints regarding Terry Sandvold, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.