Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 27, 2018 indicate that Washington, DC-based Morgan Stanley broker/adviser Theodore Hart is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hart (CRD# 1766759).
Theodore Hart has spent 30 years in the securities industry and has been registered with Morgan Stanley in Washington, DC since 2009. Previous registrations include Citigroup Global Markets in Washington, DC (2007-2009); Morgan Stanley & Company in Washington, DC (2007); Morgan Stanley DW in Washington, DC (1989-2007); Shearson Lehman Hutton in New York, New York (1989); and IFSA Corporation in Tampa, Florida (1987-1988). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 23, 1987; Series 31 (Futures Managed Funds Examination), which he obtained on July 7, 1995; and Series 7 (General Securities Representative Examination), which he obtained on December 12, 1987. He is a registered broker and investment adviser with 31 US states and territories and with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In January 2018 a customer alleged Theodore Hart, while employed at Morgan Stanley Smith Barney, mismanaged his accounts and over-concentrated them in oil and natural resources products. The customer is seeking unspecified damages in the pending complaint.
If you or someone you know has lost money investing with Theodore Hart, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.