Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 17, 2018 indicate that Georgia-based Morgan Stanley broker/adviser Thomas McDavid has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McDavid (CRD# 3174259).
Thomas McDavid has spent 19 years in the securities industry and has been registered with Morgan Stanley in Atlanta, Georgia since 2012. He was previously registered with Merrill Lynch in Atlanta, Georgia (1999-2012). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on June 1, 1999, and Series 7 (General Securities Representative Examination), which he obtained on April 14, 1999. He is a registered broker and investment adviser with 29 US states and territories: Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Maine, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, and West Virginia. . He is registered with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In March 2018 a customer alleged Thomas McDavid, while employed at Morgan Stanley, made misrepresentations of material facts and recommended an unsuitable options strategy in 2016 and 2017. The customer is seeking $220,000 in damages in the pending complaint.
If you or someone you know has a complaint regarding Thomas McDavid, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.