Timothy England: Received a Sanction From FINRA

Timothy England

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 27, 2017 indicate that former Indiana-based FBL Marketing Services broker Timothy England has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. England (CRD# 5718567).

Timothy England has spent four years in the securities industry and was most recently registered with FBL Marketing Services in Jeffersonville, Indiana (2014-2016). Previous registrations include Farmers Financial Solutions in New Albany, Indiana; JP Morgan Securities in Scottsburg, Indiana; and Chase Investment Services in Scottsburg, Indiana. He has passed two securities industry examinations: Series 6 (Investment Company Products/Variable Contracts Representative Examination) and Series 63 (Uniform Securities Agent State Law Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, Timothy England has received one FINRA sanction and was discharged from his former employer.

In February 2017 FINRA sanctioned Timothy England following allegations he “refused to respond to FINRA’s request for documents and information during the course of its investigation into allegations that he converted funds from a community organization, while acting as its treasurer.” He was permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public.

In September 2016 Timothy England was terminated from his position at FBL Marketing Services following after he “admitted that he had improperly taken cash from a local sports organization in which he was a volunteer treasurer (a disclosed outside business activity).”

If you or someone you know has a complaint regarding Timothy England, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.