Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2017 indicate that Michigan-based Morgan Stanley broker/adviser Todd Adams has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Adams (CRD# 2300272).
Todd Adams has spent 24 years in the securities industry and has been registered with Morgan Stanley in Farmington Hills, Michigan since 2009. Previous registrations include Morgan Stanley & Company in Livonia, Michigan (2007-2009); Morgan Stanley DW in Livonia, Michigan (1993-2007); and Dean Witter Reynolds (1992-1993). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 31 (Futures Managed Funds Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 19 US states and territories: Arizona, California, Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas and Vermont.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In 2016 a customer alleged Todd Adams, while employed at Morgan Stanley, misrepresented the suitability of investments in structured products. The customer is seeking $750,000 in damages in the pending complaint.
In 2002 a customer alleged Todd Adams, while employed at Morgan Stanley, recommended unsuitable investments. The complaint settled for $6,382.
If you or someone you know has a complaint regarding Todd Adams, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.