Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 8, 2016 indicate that Illinois-based JP Morgan broker/adviser Trevor Wurtzebach has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wurtzebach (CRD# 5134519).
Trevor Wurtzebach has spent nine years in the securities industry and has been registered with JP Morgan in Wilmette, Illinois since April 2016. Previous registrations include JP Morgan Securities in Chicago, Illinois (2014-2016); Sigma Financial Corporation in Chicago, Illinois (2010-2013); and National Securities Corporation in Chicago, Illinois (2006-2010). He is a registered broker and investment adviser five US states and territories: California, Florida, Illinois, North Carolina, and Texas.
According to his BrokerCheck report, Trevor Wurtzebach has received two customer complaints and one denied customer complaint.
In 2014, a customer alleged Trevor Wurtzebach, while employed at National Securities, recommended unsuitable and speculative investments, executed excessive trades, breached his fiduciary duty, and misrepresented material facts. The complaint settled in August 2015 for $80,000.
In 2012, a customer alleged Trevor Wurtzebach, while employed at National Securities, made unsuitable recommendations, breached his fiduciary duty, acted negligently, and misrepresented material facts. The complaint settled in 2013 for more than $61,100.
In 2010, a customer alleged Trevor Wurtzebach, while employed at National Securities, executed excessive trades, failed to follow instructions, and misrepresented material facts. The customer sought $42,854 in damages in the complaint, which was denied.
If you have lost money investing with Trevor Wurtzebach, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.