Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that Texas-based Raymond James Financial Services broker/adviser Van Pearcy is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pearcy (CRD# 1784318).
Van Pearcy has spent 30 years in the securities industry and has been registered with Raymond James Financial Services in Midland, Texas since 2001. He was previously registered with Edward Jones in St. Louis, Missouri (1987-2001). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 16, 1988; Series 7 (General Securities Representative Examination), which he obtained on December 19, 1987; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on June 9, 2003; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on April 23, 2003. He is a registered broker and investment adviser with 28 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In February 2018 a customer alleged Van Pearcy, while employed at Raymond James Financial Services, made unsuitable investment recommendations. The customer is seeking $73,197 in damages in the pending complaint.
In 2012 a customer alleged Van Pearcy, while employed at Raymond James Financial Services, committed fraud, misrepresented material facts related to an investment, breached his fiduciary duty, and breached the covenant of good faith and fair dealing. The complaint settled for $14,999.
If you or someone you know has a complaint regarding Van Pearcy, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.