Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 25, 2017 indicate that Iowa-based Ameritas Investment Corporation broker Walter Starkey has been the subject of a customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Starkey (CRD# 1862384).
Walter Starkey has spent 27 years in the securities industry industry and was most recently registered with Ameritas Investment Corporation in Atlantic, Iowa (2007-2016). Previous registrations include Ameriprise Financial Services in Sleepy Eye, Minnesota (1988-2006) and IDS Life Insurance Company in Minneapolis, Minnesota (1988-2006). He is currently not registered with any state or firm.
According to his BrokerCheck report, he has bee the subject of one customer complaint and two denied customer complaints.
In 2005 a customer alleged Walter Starkey, while employed at Ameriprise Financial Services, made unsuitable investment recommendations, mismanaged their accounts, misrepresented material facts, breached his fiduciary duty, committed fraud, and failed to supervise the account. The complaint settled for $50,000.
In 2003 a customer alleged Walter Starkey, while employed at American Express Financial Advisors, took a $15,000 redemption from her account without her knowledge. The customer sought $15,000 in damages in the complaint, which was denied.
In 2000 a customer alleged Walter Starkey, while employed at American Express Financial Advisors, incurred an inappropriate annuity surrender charge. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has a complaint regarding Walter Starkey, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.