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William Lancaster Was Named in a State Regulatory Investigation

William LancasterPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 17, 2018 indicate that former Oklahoma-based Arvest Wealth Management broker/adviser William Lancaster, also known as David Lancaster, recently resigned from his former employer in connection to alleged rule violations and was recently named in a pending state regulatory investigation. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lancaster (CRD# 3188168).

William Lancaster has spent 18 years in the securities industry and was most recently registered with Arvest Wealth Management in Wagoner, Oklahoma (2018). He was previously registered with Edward Jones in Wagoner, Oklahoma (1999-2018). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on January 12, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 22, 1999; and Series 7 (General Securities Representative Examination), which he obtained on April 20, 1999. He is currently not registered with any state or firm.

According to his BrokerCheck report, he recently resigned from his former employer and was named in a state regulatory investigation.

In 2018 he submitted his voluntary resignation from Arvest Wealth Management in connection to allegations involving a “misleading application and filing” and allegations of discretionary trading made in a complaint by the Oklahoma Department of Securities.

In March 2018 he was named in an investigation by the State of Oklahoma Department of Securities in connection to allegations he made a misleading application and filing and executed discretionary trades. The complaint remains pending.

If you have lost money investing with William Lancaster, also known as David Lancaster, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.