Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 5, 2018 indicate that former North Carolina-based InterCarolina Financial Services broker/adviser William White has been named in a pending FINRA investigation and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. White (CRD# 1049339).
William White has spent 14 years in the securities industry and was most recently registered with InterCarolina Financial Services in Greensboro, North Carolina (2003-2017). He has no previous registrations. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 5, 2003, and Series 7 (General Securities Representative Examination), which he obtained on September 3, 2003. He is currently not affiliated with any broker-dealer firm.
According to his BrokerCheck report, he has been named in a FINRA investigation and has received four unsatisfied tax liens.
In November 2017 he was named respondent in a FINRA investigation into allegations he did not report unresolved tax liens on his Form U4.
In 2016 the US Department of Treasury filed a tax lien totaling $117,878.00 against him. The lien remains outstanding.
In 2009 the Federal Department of Revenue filed a tax lien totaling $110,471.13 against him. The lien remains outstanding.
In 2009 the North Carolina Department of Revenue filed a tax lien totaling $89,993 against him. The lien remains outstanding.
In 2009 the US government filed a tax lien totaling $16,764.00 against him. The lien remains outstanding.
If you or someone you know has lost money investing with William White, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.